John Francis Mamone

CRD 318310 · Morgan Stanley · Paramus, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 7TOSIEPCSeries 1
Registered states (39): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Mississippi · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 54
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 318310 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Paramus, NJ · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Jun 27, 2002 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Jul 23, 1985 → Jun 1, 2009
Drexel Burnham Lambert Incorporated
BD capacity

Oct 18, 1984 → Aug 1, 1985
Becker Paribas Incorporated
BD capacity

Aug 16, 1984 → Oct 18, 1984
Shearson Lehman/American Express Inc.
BD capacity

Jun 26, 1984 → Jul 23, 1984
Lehman Brothers Kuhn Loeb Incorporated
BD capacity

Feb 22, 1978 → Jun 27, 1984
Lehman Brothers Incorporated
BD capacity

Apr 20, 1977 → Feb 22, 1978
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BD capacity

May 18, 1972 → Mar 4, 1977

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 318310 ↗ FINRA BrokerCheck record for CRD 318310 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.