Kelly Haralambie Cobb

CRD 3184891 · Morgan Stanley · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Kelly Christine Cobb; Kelly H Cobb; Kelly Christine Haralambie; Kelly Haralambie

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 7TOSIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Atlanta, GA · IA capacity

Nov 28, 2022 → present
Foreside Fund Services, LLC
BD capacity

May 22, 2019 → Feb 24, 2022
Rbc Capital Markets, LLC
BD capacity

Jun 14, 2010 → Sep 25, 2013
J.P. Morgan Securities Inc.
BD capacity

Sep 7, 2006 → Jun 21, 2010
J.P. Morgan Clearing Corp.
BD capacity

Sep 7, 2006 → Dec 31, 2008
Neuberger Berman, LLC
IA capacity

Feb 20, 2003 → Aug 8, 2006
Neuberger Berman, LLC
BD capacity

Feb 23, 2001 → Aug 8, 2006
First Union Securities, Inc.
BD capacity

Oct 1, 2000 → Feb 20, 2001
First Union Brokerage Services, Inc.
BD capacity

Mar 16, 1999 → Oct 1, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3184891 ↗ FINRA BrokerCheck record for CRD 3184891 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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