Dawn Kami Charmatz

CRD 3187039 · Morgan Stanley · Melville, NY

IA RegisteredBroker

Also appears in the source record as: Dawn Kami Charmitz; Dawn Kami Levy; Dawn Levy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (36): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (15)

From the source registration record · current first

Morgan StanleyCurrent
Melville, NY · IA capacity

Sep 19, 2022 → present
Royal Alliance Associates, Inc.
BD capacity

Jan 20, 2022 → Aug 26, 2022
Royal Alliance Associates, Inc.
IA capacity

Jan 20, 2022 → Aug 26, 2022
Primerica Advisors
IA capacity

Mar 20, 2021 → Jan 21, 2022
Pfs Investments Inc.
BD capacity

Mar 1, 2019 → Jan 21, 2022
Primerica Advisors
IA capacity

Oct 21, 2019 → Mar 15, 2021
Axa Advisors, LLC
IA capacity

Sep 21, 2017 → Mar 5, 2018
Axa Advisors, LLC
BD capacity

Aug 31, 2017 → Mar 5, 2018
Primerica Advisors
IA capacity

Jul 30, 2015 → Sep 1, 2017
Pfs Investments Inc.
BD capacity

Jul 22, 2015 → Sep 1, 2017
Barclays Capital Inc.
IA capacity

Mar 13, 2009 → Aug 28, 2013
Barclays Capital Inc.
BD capacity

Sep 22, 2008 → Aug 28, 2013
Lehman Brothers Inc.
IA capacity

Jul 10, 2008 → Oct 15, 2008
Lehman Brothers Inc.
BD capacity

Jan 24, 2006 → Sep 22, 2008
Ubs Financial Services Inc.
BD capacity

Aug 17, 1999 → Feb 6, 2006

Source & corrections

Where this page comes from

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