Michael Donald Kortfelt

CRD 3193107 · Charles Schwab & Co., Inc. · Indianapolis, IN

IA RegisteredBroker

Also appears in the source record as: Michael D Kortfelt

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 65Series 63
Registered states (27): California · Colorado · Connecticut · Florida · Georgia · Hawaii · Illinois · Indiana · Maine · Massachusetts · Minnesota · Nevada · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3193107 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Indianapolis, IN · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Indianapolis, IN · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Indianapolis, IN · IA capacity

start not retrieved → present
Essex National Securities, LLC
Birmingham, MI · BC capacity

Jan 12, 2012 → May 23, 2014
Essex National Securities, Inc.
Birmingham, MI · IA capacity

Jan 20, 2012 → Aug 30, 2012
Lpl Financial LLC
Novi, MI · BC capacity

Nov 25, 2010 → Jan 30, 2012
Lpl Financial LLC
Novi, MI · IA capacity

Nov 24, 2010 → Jan 30, 2012
Fifth Third Securities, Inc.
Novi, MI · IA capacity

Sep 27, 2006 → Jul 17, 2009
Fifth Third Securities, Inc.
Novi, MI · BC capacity

Sep 26, 2006 → Jul 17, 2009
Natcity Investments, Inc.
St. Clair Shores, MI · IA capacity

Jun 23, 2006 → Sep 18, 2006
Natcity Investments, Inc.
St. Clair Shores, MI · BC capacity

Apr 8, 2003 → Sep 18, 2006
Merrill Lynch Pierce Fenner & Smith Inc.
Blf. Hills, MI · IA capacity

Jan 10, 2002 → Apr 8, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Mar 16, 1999 → Apr 8, 2003

Source & corrections

Where this page comes from

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