Roberto Javier Monroy

CRD 3198399 · Morgan Stanley · Tucson, AZ

IA RegisteredBroker

Also appears in the source record as: Robert Javier Monroy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (4): Arizona · California · Oregon · Texas
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Tucson, AZ · IA capacity

Nov 20, 2014 → present
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Nov 12, 2014
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Nov 12, 2014
Chase Investment Services Corp.
IA capacity

Jul 25, 2012 → Oct 1, 2012
Chase Investment Services Corp.
BD capacity

Jul 6, 2005 → Oct 1, 2012
Banc One Securities Corporation
BD capacity

May 21, 1999 → Jul 6, 2005

Source & corrections

Where this page comes from

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