Christopher Kevin Grogan

CRD 3201211 · Captrust · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Christopher K Grogan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 14Series 24Series 99TOSIESeries 7
Registered states (10): California · Florida · Georgia · Indiana · Massachusetts · Missouri · North Carolina · South Carolina · Texas · Virginia
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (7)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Charlotte, NC · BD capacity

Jun 16, 2025 → present
CaptrustCurrent
Charlotte, NC · IA capacity

Mar 5, 2025 → present
Carolinas Wealth Consulting LLC
IA capacity

May 15, 2019 → Jun 20, 2025
Carolinas Investment Consulting LLC
BD capacity

May 21, 2001 → Jun 18, 2025
Carolinas Investment Consulting LLC
IA capacity

Jun 6, 2011 → Jun 6, 2011
First Union Securities, Inc.
BD capacity

Jul 27, 2000 → May 25, 2001
Carolinas Investment Consulting LLC
IA capacity

Aug 8, 2006 → Apr 17, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3201211 ↗ FINRA BrokerCheck record for CRD 3201211 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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