Brent Allan Thomas

CRD 3203112 · Captrust · Houston, TX

IA RegisteredRegistration inactive

Also appears in the source record as: Brent Thomas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 7TOSIESeries 6Series 7
Registered states (2): Alabama · Texas
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

CaptrustCurrent
Houston, TX · IA capacity

Apr 14, 2026 → present
Salient Capital L.P.
BD capacity

Sep 6, 2024 → Mar 2, 2026
Westwood Wealth Management
IA capacity

Sep 4, 2024 → Mar 2, 2026
Farther
IA capacity

Apr 25, 2024 → Aug 19, 2024
Pnc Capital Markets LLC
BD capacity

Aug 23, 2022 → Aug 31, 2023
Pnc Capital Advisors LLC
IA capacity

Aug 23, 2022 → Aug 31, 2023
Bbva Wealth Solutions Inc.
IA capacity

Dec 20, 2019 → Jun 2, 2021
Bbva Securities Inc.
BD capacity

Dec 6, 2019 → Jun 2, 2021
Nationwide Investment Advisors, LLC
IA capacity

Jul 6, 2016 → Jan 3, 2018
Nationwide Investment Services Corporation
BD capacity

Oct 28, 2015 → Jan 3, 2018
Market Wise Trading, Inc.
BD capacity

Jun 11, 1999 → Jan 6, 2000

Source & corrections

Where this page comes from

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