Juan Ruben Fernandez

CRD 3204162 · Charles Schwab & Co., Inc. · San Diego, CA

IA RegisteredBroker

Also appears in the source record as: Juan Ruben Fernandez III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 99TOSIESeries 31Series 7Series 28Series 66Series 63
Registered states (9): Arizona · California · Florida · Montana · Nevada · New Jersey · New Mexico · Ohio · Washington
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
San Diego, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Diego, CA · BC capacity

start not retrieved → present
Morgan Stanley
San Diego, CA · IA capacity

Sep 5, 2023 → Oct 22, 2024
Morgan Stanley
San Diego, CA · BC capacity

Mar 24, 2023 → Oct 22, 2024
E*trade Capital Management, LLC
San Diego, CA · IA capacity

Jun 3, 2009 → Sep 5, 2023
E*trade Securities LLC
San Diego, CA · BC capacity

Aug 4, 2004 → Sep 5, 2023
Intra Network Securities, Inc.
Rancho Santa Fe, CA · BC capacity

Oct 1, 2002 → Dec 13, 2004
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jun 9, 2000 → Dec 4, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3204162 ↗ FINRA BrokerCheck record for CRD 3204162 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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