Tiaudra Riley Shaw

CRD 3204776 · Charles Schwab & Co., Inc. · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Tiaudra Raschon Riley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 24Series 65Series 63
Registered states (1): Georgia
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Atlanta, GA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Usaa Investment Management Company
Atlanta, GA · IA capacity

Jan 8, 2018 → May 24, 2020
Usaa Financial Advisors, Inc.
Atlanta, GA · BC capacity

Jun 26, 2015 → May 23, 2020
Usaa Financial Planning Services
Atlanta, GA · IA capacity

Jul 30, 2015 → Jan 8, 2018
Suntrust Investment Services, Inc.
East Point, GA · IA capacity

Jan 24, 2005 → May 8, 2015
Suntrust Investment Services, Inc.
East Point, GA · BC capacity

Apr 1, 2004 → May 8, 2015
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Apr 7, 2000 → Nov 27, 2002
Raymond James & Associates, Inc.
St. Petersburg, FL · BC capacity

Sep 22, 1999 → Apr 6, 2000

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.