Amanda M Barclay

CRD 3207350 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Great Neck, NY

IA RegisteredBroker

Also appears in the source record as: Amanda Marie Barclay; Amanda Marie Barclay; Amanda Marie Batjer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (14): Arizona · California · Colorado · Connecticut · Florida · Illinois · Iowa · Nevada · New Jersey · New York · North Carolina · Pennsylvania · Texas · Washington
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Great Neck, NY · IA capacity

May 20, 2016 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Great Neck, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Jun 2, 2016
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Jun 2, 2016
Chase Investment Services Corp.
BD capacity

Aug 30, 2007 → Oct 1, 2012
Chase Investment Services Corp.
IA capacity

Aug 30, 2007 → Oct 1, 2012
Banc Of America Investment Services, Inc.
IA capacity

Oct 18, 2005 → Aug 9, 2007
Banc Of America Investment Services, Inc.
BD capacity

Oct 17, 2005 → Aug 9, 2007
Ubs Financial Services Inc.
BD capacity

Aug 24, 2004 → Oct 28, 2005

Source & corrections

Where this page comes from

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