Justin James Carpenito
Also appears in the source record as: Justin James Pender
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 65Series 63Series 10Series 9Series 24SIESeries 31Series 7
- Registered states (45)
- Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 27
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 3210157 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (9)
From the source registration record · current first
-
Jun 1, 2009 → present
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Morgan Stanley & Co. IncorporatedBD capacityApr 2, 2007 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedIA capacityApr 2, 2007 → Jun 1, 2009
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Morgan StanleyIA capacityJan 12, 2004 → Apr 2, 2007
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Morgan Stanley Dw Inc.BD capacityDec 17, 2003 → Apr 2, 2007
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Lasalle St Securities, L.L.C.BD capacitySep 29, 2001 → Jun 2, 2003
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Mcarthur Carpenito Financial ServicesIA capacityJun 25, 1999 → Jun 2, 2003
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Eisner Securities, Inc.BD capacityApr 25, 2000 → Oct 1, 2001
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Securities America, Inc.BD capacityApr 30, 1999 → Apr 5, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.