Francine L Bergmann

CRD 3210465 · Wells Fargo Advisors · Greenville, SC

IA RegisteredBroker

Also appears in the source record as: Francine Lynn Bergmann; Francine Lynn Gregor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (36): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Michigan · Minnesota · Mississippi · Missouri · Montana · New Jersey · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3210465 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Greenville, SC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Greenville, SC · BC capacity

start not retrieved → present
Morgan Stanley
Greenville, SC · IA capacity

Dec 16, 2016 → Aug 26, 2019
Morgan Stanley
Greenville, SC · BC capacity

Aug 31, 2016 → Aug 26, 2019
Scottrade, Inc.
Greenville, SC · BC capacity

Feb 18, 2011 → Jul 18, 2016
Morgan Keegan & Company, Inc.
Memphis, TN · BC capacity

Apr 5, 2007 → Nov 11, 2010
Pfic Securities Corporation
Franklin, TN · BC capacity

Mar 8, 2005 → Apr 5, 2007
American Securities Group, Inc.
Charlotte, NC · BC capacity

Jul 16, 2004 → Oct 6, 2004
Cap Pro Brokerage Services, Inc.
Columbus, OH · BC capacity

Mar 19, 2003 → Jun 17, 2004
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Oct 6, 1999 → Mar 10, 2003

Source & corrections

Where this page comes from

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