Ivan Enrique Mata

CRD 3213487 · Wells Fargo Advisors · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Ivan E Bonilla

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (16): Alabama · Arizona · Florida · Georgia · Kentucky · Maine · Maryland · New Jersey · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Virginia · West Virginia
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fort Mill, SC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fort Mill, SC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Hsbc Securities (USA) Inc.
Chatham, NJ · BC capacity

Feb 17, 2006 → Sep 25, 2013
Pnc Investments
Pittsburgh, PA · BC capacity

Oct 21, 2005 → Dec 2, 2005
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Oct 20, 2004 → Jul 20, 2005
Quick & Reilly, Inc.
New York, NY · BC capacity

Aug 2, 2002 → Oct 20, 2004
Metropolitan Life Insurance Company
New York, NY · BC capacity

Jun 23, 1999 → Apr 3, 2000
Metlife Securities Inc.
Springfield, MA · BC capacity

Jun 23, 1999 → Apr 3, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3213487 ↗ FINRA BrokerCheck record for CRD 3213487 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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