Christopher Chadwell Nelson

CRD 3217589 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Christopher C. Nelson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 66Series 63
Registered states (2): California · Colorado
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Advice And Planning Services
Denver, CO · IA capacity

Dec 17, 2018 → Nov 13, 2020
Tiaa-Cref Individual & Institutional Services, LLC
Denver, CO · BC capacity

Aug 28, 2018 → Nov 13, 2020
Transamerica Capital, Inc.
Denver, CO · BC capacity

Sep 26, 2017 → Aug 22, 2018
Principal Securities, Inc.
Denver, CO · IA capacity

Jun 28, 2016 → Feb 13, 2017
Principal Securities, Inc.
Denver, CO · BC capacity

Jan 20, 2016 → Feb 13, 2017
Teachers Personal Investors Services, Inc.
New York, NY · BC capacity

May 13, 1999 → Jan 1, 2004

Source & corrections

Where this page comes from

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