Brian Todd Fox

CRD 3217939 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Brian T Fox

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Advised Assets Group, LLC
Greenwood Village, CO · IA capacity

Apr 16, 2021 → May 7, 2021
Gwfs Equities, Inc.
Greenwood Village, CO · BC capacity

Apr 16, 2021 → May 7, 2021
Advice And Planning Services
Denver, CO · IA capacity

Jul 6, 2007 → Apr 9, 2021
Tiaa-Cref Individual & Institutional Services, LLC
Denver, CO · BC capacity

Jun 18, 2004 → Apr 9, 2021
Tiaa-Cref Trust Company, Fsb
Denver, CO · IA capacity

Jun 18, 2004 → Nov 3, 2006
T. Rowe Price Advisory Services, Inc.
Colorado Springs, CO · IA capacity

Mar 19, 2004 → May 19, 2004
T. Rowe Price Investment Services, Inc.
Baltimore, MD · BC capacity

Jun 13, 2003 → May 19, 2004
New England Securities
New York, NY · BC capacity

Apr 17, 2003 → May 7, 2003
Metropolitan Life Insurance Company
New York, NY · BC capacity

Jan 29, 2003 → Feb 12, 2003
Metlife Securities Inc.
Springfield, MA · BC capacity

Jan 29, 2003 → Feb 12, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Mar 6, 2000 → Nov 8, 2002

Source & corrections

Where this page comes from

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