Sheila Barrientos Tondre

CRD 3220050 · Fidelity Brokerage Services LLC · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Sheila Huggins Barrientos; Sheila Barrientos; Sheila Huggins; Sheila Barrientos Knight

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 63Series 10Series 9Series 26SIESeries 7Series 6
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3220050 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
San Antonio, TX · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
San Antonio, TX · BD capacity

Apr 7, 2022 → present
Fidelity Brokerage Services LLCCurrent
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 13, 2022 → Mar 31, 2025
J.P. Morgan Securities LLC
BD capacity

Oct 10, 2019 → Mar 10, 2022
J.P. Morgan Securities LLC
IA capacity

Oct 10, 2019 → Mar 10, 2022
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Jan 6, 2016 → Jul 12, 2019
Advice And Planning Services
IA capacity

Jan 6, 2016 → Jul 12, 2019
Citigroup Global Markets Inc.
IA capacity

Apr 23, 2007 → Dec 10, 2015
Citigroup Global Markets Inc.
BD capacity

Mar 1, 2007 → Dec 10, 2015
Citicorp Investment Services
BD capacity

Mar 29, 2006 → Mar 9, 2007
Pfs Investments Inc.
BD capacity

Jun 9, 1999 → Feb 10, 2006

Source & corrections

Where this page comes from

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