James Kendrick Feldman

CRD 3227651 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: James Kendrick Feldman Jr; James K Feldman Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 63
Registered states (1): Texas
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Center Point, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Navy Federal Investment Services, LLC
San Antonio, TX · IA capacity

Dec 2, 2020 → May 16, 2022
Navy Federal Investment Services, LLC
San Antonio, TX · BC capacity

Dec 2, 2020 → May 16, 2022
Usaa Investment Services Company
San Antonio, TX · IA capacity

Jan 8, 2018 → Jul 7, 2020
Usaa Financial Advisors, Inc.
San Antonio, TX · BC capacity

Sep 6, 2007 → Jul 7, 2020
Usaa Financial Planning Services
Boerne, TX · IA capacity

Oct 15, 2007 → Jan 8, 2018
Usaa Investment Management Company
San Antonio, TX · BC capacity

Apr 19, 2006 → Oct 15, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3227651 ↗ FINRA BrokerCheck record for CRD 3227651 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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