Scott Daniel Juergens

CRD 3232738 · Charles Schwab & Co., Inc. · Westlake, TX

Broker

Also appears in the source record as: Scott D Juergens; Scott Juergens

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (7): Series 99TOSeries 7TOSIESeries 55Series 7Series 24Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Td Ameritrade Clearing, Inc.
Omaha, NE · BC capacity

May 11, 2021 → Oct 21, 2024
Td Ameritrade, Inc.
Omaha, NE · BC capacity

May 11, 2021 → Jul 29, 2024
Loyal3 Securities Inc.
San Francisco, CA · BC capacity

Jun 13, 2013 → Jul 20, 2017
Thinkequity LLC
San Francisco, CA · BC capacity

Jan 11, 2010 → Nov 5, 2012
Broadpoint Capital, Inc.
San Francisco, CA · BC capacity

May 28, 2002 → Mar 24, 2008
Bear, Stearns & Co. Inc.
New York, NY · BC capacity

Oct 23, 2001 → May 29, 2002
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Mar 15, 2000 → Jun 25, 2001
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Feb 2, 2001 → May 1, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3232738 ↗ FINRA BrokerCheck record for CRD 3232738 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.