Kathy Sue Prestigiacomo

CRD 3237226 · Morgan Stanley · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Kathy Sue Sturgis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63SIESeries 31Series 7Series 6
Registered states (24): Alabama · Arizona · California · Colorado · Delaware · Florida · Hawaii · Idaho · Illinois · Louisiana · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Jersey · New Mexico · New York · Ohio · Oregon · Texas · Virginia · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
San Francisco, CA · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Aug 5, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Aug 1, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Nov 2, 2007 → Aug 13, 2008
Morgan Stanley & Co. Incorporated
IA capacity

Nov 2, 2007 → Aug 13, 2008
Citigroup Global Markets Inc.
BD capacity

Oct 2, 2003 → Jan 27, 2006
Citigroup Global Markets Inc.
IA capacity

Oct 2, 2003 → Jan 27, 2006
Ameritas Investment Corp.
BD capacity

Jul 16, 2003 → Sep 16, 2003
Scudder Investor Services, Inc.
BD capacity

Nov 11, 1999 → Jan 14, 2000

Source & corrections

Where this page comes from

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