Peter F. Staubitz
Also appears in the source record as: Peter Frederick Staubitz; Peter Staubitz
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 66Series 63Series 10Series 9Series 24Series 57TOSIESeries 55Series 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 27
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 3238144 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (15)
From the source registration record · current first
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Mar 31, 2025 → present
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Oct 27, 2020 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityDec 21, 2020 → Mar 31, 2025
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Wells Fargo Clearing Services, LLCBD capacityDec 15, 2014 → Aug 17, 2020
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Wells Fargo Clearing Services, LLCIA capacityDec 8, 2014 → Aug 17, 2020
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Charles Schwab & Co., Inc.IA capacityDec 12, 2006 → Apr 29, 2014
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Charles Schwab & Co., Inc.BD capacitySep 19, 2005 → Apr 29, 2014
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Petra Trading Group L.L.C.BD capacityNov 18, 2004 → Jun 30, 2005
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Assent LLCBD capacityMar 3, 2003 → Jan 23, 2004
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Andover Brokerage, L.L.C.BD capacityNov 4, 2002 → Mar 3, 2003
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Terra Nova Trading, L.L.C.BD capacityApr 24, 2001 → Aug 6, 2002
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Market Wise Securities, LLCBD capacityJan 17, 2002 → Jul 31, 2002
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Terra Nova Trading, L.L.C.BD capacityDec 14, 1999 → Oct 23, 2000
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E. D. & F. Man International Inc.BD capacityJun 11, 1999 → Nov 12, 1999
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.