Jason Andrew Carpenter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

Series 66Series 63Series 10Series 9SIESeries 7Series 6

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

27

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (20)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Winter Haven, FL · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Winter Haven, FL · BD capacity
  Jan 24, 2022 → present
• Fidelity Brokerage Services LLCCurrent

  Jacksonville, FL · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Feb 4, 2022 → Mar 31, 2025
• Citigroup Global Markets Inc.

  IA capacity
  Feb 20, 2020 → Dec 21, 2021
• Citigroup Global Markets Inc.

  BD capacity
  Feb 19, 2020 → Dec 21, 2021
• Td Ameritrade, Inc.

  BD capacity
  Dec 11, 2017 → Jan 10, 2020
• Td Ameritrade, Inc.

  IA capacity
  Feb 14, 2018 → Dec 31, 2019
• Scottrade Investment Management

  IA capacity
  Sep 8, 2016 → Feb 14, 2018
• Scottrade, Inc.

  BD capacity
  Aug 22, 2016 → Feb 14, 2018
• Regal Advisory Services, Inc.

  IA capacity
  Jun 30, 2014 → Aug 27, 2014
• Regal Securities, Inc.

  BD capacity
  May 28, 2014 → Aug 27, 2014
• Pnc Investments

  BD capacity
  Feb 15, 2013 → Jan 30, 2014
• Pnc Investments

  IA capacity
  Feb 15, 2013 → Jan 30, 2014
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  IA capacity
  Sep 1, 2010 → Feb 14, 2013
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Aug 30, 2010 → Feb 14, 2013
• Suntrust Investment Services, Inc.

  IA capacity
  Jun 25, 2009 → Aug 25, 2010
• Suntrust Investment Services, Inc.

  BD capacity
  Jun 18, 2009 → Aug 25, 2010
• Banc Of America Investment Services, Inc.

  IA capacity
  Mar 26, 2004 → Jun 3, 2009
• Banc Of America Investment Services, Inc.

  BD capacity
  Jul 19, 1999 → Jun 3, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.