Gary Alan Kubesh
Also appears in the source record as: Gary A Kubesh
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (17)
- Arizona · California · Colorado · Florida · Idaho · Kansas · Louisiana · Minnesota · Nevada · North Carolina · North Dakota · Oregon · Pennsylvania · Texas · Utah · Virginia · Washington
- Years in the industry (source record)
- 27
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (11)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNewport Beach, CA · IA capacityOct 23, 2009 → Dec 18, 2014
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNewport Beach, CA · BC capacityOct 23, 2009 → Dec 18, 2014
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Banc Of America Investment Services, Inc.Newport Beach, CA · IA capacityMay 4, 2007 → Oct 23, 2009
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Banc Of America Investment Services, Inc.Newport Beach, CA · BC capacityMay 4, 2007 → Oct 23, 2009
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Unionbanc Investment Services, LLCIrvine, CA · IA capacityApr 21, 2003 → May 11, 2007
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Unionbanc Investment Services, LLCIrvine, CA · BC capacityApr 21, 2003 → May 11, 2007
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Citigroup Global Markets Inc.Laguna Niguel, CA · IA capacityOct 1, 2001 → Apr 25, 2003
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Citigroup Global Markets Inc.New York, NY · BC capacityAug 31, 2001 → Apr 25, 2003
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.