Brisel Gauthier

CRD 3242526 · Fidelity Brokerage Services LLC · Jacksonville, FL

IA RegisteredBroker

Also appears in the source record as: Brisel Gauthier Rivera; Brisel Gauthier-Rivera; Brisel Gauthier

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3242526 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Port Saint Lucie, FL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Port Saint Lucie, FL · BD capacity

Feb 1, 2022 → present
Fidelity Brokerage Services LLCCurrent
Jacksonville, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 14, 2022 → Mar 31, 2025
Ameriprise Financial Services, LLC
IA capacity

Aug 4, 2021 → Jan 3, 2022
Ameriprise Financial Services, LLC
BD capacity

Aug 3, 2021 → Jan 3, 2022
Morgan Stanley
IA capacity

Oct 27, 2014 → Jul 15, 2021
Morgan Stanley
BD capacity

Jun 25, 2014 → Jul 15, 2021
Stifel, Nicolaus & Company, Incorporated
BD capacity

Apr 3, 2014 → Jun 30, 2014
Axa Advisors, LLC
BD capacity

Oct 19, 2012 → Sep 16, 2013
Samuel A Ramirez & Co., Inc.
BD capacity

Jun 24, 2009 → Feb 15, 2012
Popular Securities, Inc.
BD capacity

Feb 13, 2008 → Jun 16, 2009
Citigroup Global Markets Inc.
BD capacity

May 18, 2006 → Dec 18, 2007
R-G Investments Corporation
BD capacity

Nov 18, 2004 → Feb 17, 2006

Source & corrections

Where this page comes from

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