Frank Stephen Reed

CRD 3247347 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Frank S Reed; Frank Steve Reed; Steve Steve Reed

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 7Series 24Series 66Series 63
Registered states (1): Texas
Years in the industry (source record): 9
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Brokerage Services LLC
Westlake, TX · BC capacity

May 8, 2025 → Nov 20, 2025
Td Ameritrade, Inc.
Fort Worth, TX · IA capacity

Jan 26, 2011 → May 20, 2011
Amerivest Investment Management, LLC
Fort Worth, TX · IA capacity

Jan 26, 2011 → May 20, 2011
Td Ameritrade, Inc.
Fort Worth, TX · BC capacity

Nov 22, 2010 → May 20, 2011
Legacy Wealth Management Inc
Memphis, TN · IA capacity

Feb 22, 2010 → May 5, 2010
Strategic Advisers, Inc.
Westlake, TX · IA capacity

May 3, 2004 → Jul 3, 2007
Fidelity Personal Trust Company, Fsb
Westlake, TX · IA capacity

May 3, 2004 → Mar 28, 2007
Ameritrade
Bellevue, NE · BC capacity

Sep 21, 1999 → Jan 24, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3247347 ↗ FINRA BrokerCheck record for CRD 3247347 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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