Sait A Saraci

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 63Series 66Series 7TOSIESeries 7

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

27

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Sherman Oaks, CA · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Sherman Oaks, CA · BD capacity
  Aug 30, 2023 → present
• Fidelity Brokerage Services LLCCurrent

  Thousand Oaks, CA · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Oct 17, 2023 → Mar 31, 2025
• Ep Wealth Advisors

  IA capacity
  Apr 11, 2023 → Aug 4, 2023
• Bellwether Investment Advisors LLC

  IA capacity
  Sep 29, 2020 → Jul 17, 2023
• Centura Wealth Advisory

  IA capacity
  Nov 12, 2021 → Dec 7, 2021
• Fisher Investments

  IA capacity
  Jan 11, 2019 → Apr 30, 2020
• Morgan Stanley

  BD capacity
  Jul 2, 2012 → Aug 6, 2018
• Morgan Stanley

  IA capacity
  Jun 29, 2012 → Aug 6, 2018
• Chase Investment Services Corp.

  BD capacity
  Oct 22, 2010 → Jul 3, 2012
• Chase Investment Services Corp.

  IA capacity
  Oct 22, 2010 → Jul 3, 2012
• Metlife Securities Inc.

  IA capacity
  Nov 13, 2007 → Oct 22, 2010
• Metlife Securities Inc.

  BD capacity
  Nov 9, 2007 → Oct 22, 2010
• Securian Financial Services, Inc.

  BD capacity
  Sep 16, 2003 → Nov 6, 2007
• Securian Financial Services, Inc.

  IA capacity
  Sep 16, 2003 → Nov 6, 2007
• Ubs Financial Services Inc.

  BD capacity
  Jul 15, 2002 → Aug 13, 2003
• Ubs Financial Services Inc.

  IA capacity
  Jul 15, 2002 → Aug 13, 2003
• Merrill Lynch Pierce Fenner & Smith Inc.

  IA capacity
  Jun 28, 2000 → Jun 17, 2002
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Jun 15, 2000 → Jun 17, 2002
• Dean Witter Reynolds Inc.

  BD capacity
  Jul 29, 1999 → Jun 21, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.