Robert Edwin Heller

CRD 3259506 · Charles Schwab & Co., Inc. · Boulder, CO

IA RegisteredBroker

Also appears in the source record as: Robert E Heller; Robert Heller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (15): Alaska · Arizona · Arkansas · California · Colorado · Florida · Illinois · Kansas · Kentucky · Nevada · New Mexico · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3259506 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Boulder, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Boulder, CO · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Boulder, CO · BC capacity

Apr 21, 2021 → Jul 29, 2024
Td Ameritrade Investment Management, LLC
Boulder, CO · IA capacity

Apr 21, 2021 → Sep 7, 2023
Td Ameritrade, Inc.
Boulder, CO · IA capacity

Apr 21, 2021 → Oct 14, 2022
Bbva Wealth Solutions Inc.
Denver, CO · IA capacity

Sep 30, 2019 → Mar 29, 2021
Bbva Securities Inc.
Lafayette, CO · BC capacity

Sep 30, 2019 → Mar 29, 2021

Source & corrections

Where this page comes from

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