Neshat Rowhani

CRD 3259700 · J.P. Morgan Securities LLC · Chicago, IL

Broker

Also appears in the source record as: Neshat Rowhani

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): Series 7TOSIESeries 7Series 6Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 8
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Chicago, IL · BC capacity

start not retrieved → present
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Nov 16, 2023 → Nov 1, 2024
Tiaa-Cref Individual & Institutional Services, LLC
New York, NY · BC capacity

Sep 2, 2022 → Aug 28, 2023
Charles Schwab & Co., Inc.
Phoenix, AZ · BC capacity

Jul 27, 2021 → Dec 4, 2021
Morgan Stanley
Gilbert, AZ · BC capacity

Oct 12, 2020 → Mar 24, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Chandler, AZ · BC capacity

Jun 13, 2020 → Nov 10, 2020
Ameriprise Financial Services, Inc.
Portland, OR · BC capacity

Aug 5, 2015 → Jun 21, 2016
Mml Investors Services, LLC
Phoenix, AZ · BC capacity

Jan 4, 2014 → Feb 19, 2014
Linsco/Private Ledger Corp.
Fort Mill, SC · BC capacity

Jul 10, 2000 → Jun 29, 2004
Td Waterhouse Investor Services, Inc.
Omaha, NE · BC capacity

Sep 23, 1999 → Feb 10, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3259700 ↗ FINRA BrokerCheck record for CRD 3259700 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.