Nicole Higgins

CRD 3259931 · Fidelity Brokerage Services LLC · West Hartford, CT

IA RegisteredBroker

Also appears in the source record as: Nicole A Higgins; Nicole Alexis Higgins; Nikki Alexis Higgins; Nikki Higgins; Nicole Higgins

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (18): Arizona · Colorado · Connecticut · Florida · Georgia · Maine · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Virginia
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (19)

From the source registration record · current first

Strategic Advisers LLCCurrent
Bloomfield, CT · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Bloomfield, CT · BD capacity

Jul 7, 2022 → present
Fidelity Brokerage Services LLCCurrent
West Hartford, CT · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Aug 5, 2022 → Mar 31, 2025
Wells Fargo Clearing Services, LLC
BD capacity

Dec 5, 2017 → May 3, 2022
Wells Fargo Clearing Services, LLC
IA capacity

Dec 5, 2017 → May 3, 2022
Ameriprise Financial Services, Inc.
BD capacity

Mar 2, 2016 → Jul 24, 2017
Ameriprise Financial Services, Inc.
IA capacity

Mar 2, 2016 → Jul 24, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 13, 2011 → Mar 2, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 13, 2011 → Mar 2, 2016
Prudential Investment Management Services LLC
BD capacity

Oct 30, 2007 → Jun 16, 2011
Global Portfolio Strategies, Inc.
IA capacity

Oct 30, 2007 → Jun 16, 2011
Mml Investors Services, Inc.
IA capacity

Mar 29, 2006 → Jul 16, 2007
Mml Investors Services, Inc.
BD capacity

Sep 19, 2005 → Jul 16, 2007
Prudential Investment Management Services LLC
BD capacity

Apr 30, 2005 → Aug 23, 2005
Prudential Retirement Brokerage Services, Inc.
BD capacity

Aug 16, 2004 → Apr 30, 2005
Prudential Retirement Brokerage Services, Inc.
IA capacity

Aug 16, 2004 → Apr 30, 2005
Phoenix Equity Planning Corporation
BD capacity

Feb 14, 2001 → Oct 14, 2003
Dean Witter Reynolds Inc.
BD capacity

Aug 25, 1999 → Jan 23, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3259931 ↗ FINRA BrokerCheck record for CRD 3259931 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.