Theodore Robert Fisher

CRD 3261685 · J.P. Morgan Securities LLC · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Theodore R. Fisher

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (45): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Michigan · Minnesota · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3261685 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Ameriprise Financial Services, Inc.
Los Angeles, CA · IA capacity

Feb 12, 2013 → Jun 20, 2016
Ameriprise Financial Services, Inc.
Los Angeles, CA · BC capacity

Feb 12, 2013 → Jun 20, 2016
Ubs Financial Services Inc.
Los Angeles, CA · IA capacity

Nov 1, 2010 → Oct 3, 2012
Ubs Financial Services Inc.
Los Angeles, CA · BC capacity

Nov 1, 2010 → Oct 3, 2012
Morgan Stanley Smith Barney LLC
Los Angeles, CA · IA capacity

Jun 1, 2009 → Nov 12, 2010
Morgan Stanley Smith Barney
Los Angeles, CA · BC capacity

Jun 1, 2009 → Nov 12, 2010
Morgan Stanley & Co. Incorporated
Los Angeles, CA · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Los Angeles, CA · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
Los Angeles, CA · IA capacity

Apr 7, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
Los Angeles, CA · BC capacity

Apr 7, 2006 → Apr 2, 2007

Source & corrections

Where this page comes from

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