Ronald S Pricenor

CRD 3262088 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Saint Augustine, FL

IA RegisteredBroker

Also appears in the source record as: Ron Stephen Pricenor; Ronald Stephen Pricenor; Ronald Pricenor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (11): Alabama · Colorado · Connecticut · Florida · Georgia · Massachusetts · New Jersey · New York · North Carolina · Pennsylvania · Texas
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Saint Augustine, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Saint Augustine, FL · BC capacity

start not retrieved → present
Bb&t Investment Services, Inc.
St. Augustine, FL · IA capacity

Apr 11, 2008 → Oct 15, 2010
Bb&t Investment Services, Inc.
St. Augustine, FL · BC capacity

Apr 7, 2008 → Oct 15, 2010
Uvest Financial Services Group, Inc.
St. Augustine, FL · IA capacity

Jul 21, 2006 → Mar 12, 2008
Uvest Financial Services Group, Inc.
St. Augustine, FL · BC capacity

Jul 5, 2006 → Mar 12, 2008
Amsouth Investment Management Company LLC
Memphis, TN · IA capacity

Feb 22, 2006 → Jul 5, 2006
Amsouth Investment Services, Inc.
Jacksonville, FL · BC capacity

Feb 7, 2006 → Jun 30, 2006
Wachovia Securities, LLC
St. Augustine, FL · IA capacity

Oct 1, 2000 → Feb 9, 2006
Wachovia Securities, LLC
St. Louis, MO · BC capacity

Oct 1, 2000 → Feb 9, 2006
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Nov 11, 1999 → Oct 1, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3262088 ↗ FINRA BrokerCheck record for CRD 3262088 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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