Roxana Villafane Beggs

CRD 3262132 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Roxana J. Beggs; Roxana Julia Beggs; Roxana J Villafane; Roxana Julia Villafane; Roxana Villafane; Roxanna Villafane

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Morgan Stanley
New York, NY · IA capacity

Jul 22, 2016 → Apr 19, 2022
Morgan Stanley
New York, NY · BC capacity

Jul 19, 2016 → Apr 19, 2022
Ubs Financial Services Inc.
Weehawken, NJ · IA capacity

Jan 25, 2013 → Jun 17, 2016
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Jan 25, 2013 → Jun 17, 2016
Standard Credit Securities Inc.
New York, NY · BC capacity

Oct 25, 2012 → Dec 10, 2012
Mcnicoll, Lewis & Vlak LLC
New York, NY · BC capacity

Mar 19, 2010 → Oct 25, 2010
Morgan Stanley Investment Advisors Inc.
New York, NY · IA capacity

Sep 10, 2007 → Mar 27, 2008
Morgan Stanley Distribution, Inc.
New York, NY · BC capacity

Nov 8, 2006 → Mar 27, 2008
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jan 14, 2004 → Sep 22, 2006
Finantia USA Ltd
Miami, FL · BC capacity

Feb 14, 2001 → Dec 20, 2002
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 15, 2000 → Jul 11, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3262132 ↗ FINRA BrokerCheck record for CRD 3262132 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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