Stephanie King

CRD 3265864 · Morgan Stanley · Louisville, KY

IA RegisteredBroker

Also appears in the source record as: Stephanie Jyl King

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 63Series 24Series 10Series 9SIESeries 7Series 6
Registered states (1): Kentucky
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Louisville, KY · IA capacity

Feb 12, 2025 → present
Charles Schwab & Co., Inc.
IA capacity

Mar 29, 2021 → Nov 6, 2024
Charles Schwab & Co., Inc.
BD capacity

Jan 20, 2004 → Nov 6, 2024
Td Ameritrade, Inc.
BD capacity

Jul 27, 2021 → Dec 31, 2023
Td Ameritrade, Inc.
IA capacity

Jul 27, 2021 → Oct 14, 2022
Schwab Private Client Investment Advisory, Inc.
IA capacity

Jun 5, 2020 → Mar 29, 2021
Charles Schwab & Co., Inc.
IA capacity

Aug 22, 2019 → Jun 9, 2020
Schwab Private Client Investment Advisory, Inc.
IA capacity

Jul 12, 2016 → Aug 26, 2019
Charles Schwab & Co., Inc.
IA capacity

Feb 4, 2004 → Jun 2, 2016
Banc One Securities Corporation
BD capacity

Mar 20, 2003 → Nov 12, 2003
Vanguard Marketing Corporation
BD capacity

Sep 6, 2001 → Mar 12, 2003
Vanguard Marketing Corporation
BD capacity

Oct 27, 1999 → Jun 14, 2000
Simmers Capital Management Corporation
BD capacity

Jul 30, 1999 → Oct 19, 1999

Source & corrections

Where this page comes from

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