Tawny L Stoffregen

CRD 3269993 · Morgan Stanley · Davenport, IA

IA RegisteredBroker

Also appears in the source record as: Awny Lee Schmidt; Tawny Lee Schmidt; Tawny Lee Stoffregen; Tawny Stoffregen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 31Series 7Series 6
Registered states (36): Alabama · Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Davenport, IA · IA capacity

Jul 27, 2012 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 22, 2010 → Jul 31, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Feb 22, 2010 → Jul 31, 2012
Wells Fargo Advisors, LLC
BD capacity

Mar 4, 2009 → Jan 28, 2010
Wells Fargo Advisors, LLC
IA capacity

Feb 18, 2009 → Jan 28, 2010
Citigroup Global Markets Inc.
BD capacity

Jan 1, 2007 → Jun 12, 2008
Citigroup Global Markets Inc.
IA capacity

Dec 8, 2006 → Jun 12, 2008
Citigroup Global Markets Inc.
IA capacity

Mar 14, 2005 → Jun 20, 2005
Citigroup Global Markets Inc.
BD capacity

Dec 18, 2000 → Jun 20, 2005
H&r Block Financial Advisors, Inc.
BD capacity

Aug 16, 2000 → Nov 16, 2000

Source & corrections

Where this page comes from

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