Andrew Jason Smith

CRD 3270487 · Wells Fargo Advisors · Charleston, SC

IA RegisteredBroker

Also appears in the source record as: Andrew J Smith

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 21Series 25Series 66
Registered states (29): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Maryland · Massachusetts · Missouri · Nebraska · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charleston, SC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charleston, SC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charleston, SC · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
Charleston, SC · IA capacity

Oct 8, 2012 → Mar 11, 2016
Ubs Financial Services Inc.
Charleston, SC · BC capacity

Sep 14, 2012 → Mar 11, 2016
Bear Wagner Specialists LLC
New York, NY · BC capacity

Apr 23, 2001 → Dec 11, 2007
Bear Hunter Structured Products LLC
New York, NY · BC capacity

Sep 4, 2007 → Oct 12, 2007
Wagner Stott Mercator, L.L.C.
New York, NY · BC capacity

Jan 9, 1995 → Apr 23, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3270487 ↗ FINRA BrokerCheck record for CRD 3270487 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.