Mark E. Zivkovich

CRD 3277188 · J.P. Morgan Securities LLC · Traverse City, MI

IA RegisteredBroker

Also appears in the source record as: Mark Edward Zivkovich; Mark Zivkovich

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 24Series 66
Registered states (29): Alabama · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kansas · Kentucky · Maine · Maryland · Michigan · Nevada · New Mexico · New York · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Traverse City, MI · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Traverse City, MI · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Traverse City, MI · IA capacity

Feb 27, 2018 → Oct 18, 2018
Td Ameritrade Investment Management, LLC
Omaha, NE · IA capacity

Feb 26, 2018 → Oct 18, 2018
Td Ameritrade, Inc.
Traverse City, MI · BC capacity

Feb 26, 2018 → Oct 18, 2018
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jun 4, 2016 → Feb 26, 2018
Scottrade, Inc.
Traverse City, MI · BC capacity

Mar 7, 2000 → Feb 26, 2018
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Sep 17, 1999 → Feb 29, 2000

Source & corrections

Where this page comes from

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