Ronald Michael Ongaro

CRD 353021 · Morgan Stanley · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 40Series 7TOSIESeries 000Series 1
Registered states (36): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kansas · Louisiana · Maine · Maryland · Massachusetts · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · Wyoming
Years in the industry (source record): 55
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Mar 23, 2011 → present
Morgan Stanley & Co. Incorporated
BD capacity

Feb 13, 2009 → Jun 1, 2009
Ubs Financial Services Inc.
BD capacity

Nov 27, 2007 → Mar 4, 2009
Thomas Weisel Partners LLC
BD capacity

Sep 16, 2003 → Sep 12, 2006
Goldman, Sachs & Co.
BD capacity

Jul 15, 1987 → Jul 30, 2003
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Jul 1, 1981 → Jun 23, 1987
Dean Witter Reynolds Inc.
BD capacity

Aug 4, 1980 → Jul 1, 1981
Cs First Boston Corporation
BD capacity

Jun 1, 1978 → Aug 11, 1980
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

May 4, 1973 → Jun 22, 1978
Donaldson, Lufkin & Jenrette, Inc.
BD capacity

Mar 29, 1973 → Oct 2, 1973
The Ohio Company
BD capacity

Feb 19, 1971 → Sep 28, 1972

Source & corrections

Where this page comes from

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