Lori Marie Gust

CRD 4003122 · J.P. Morgan Securities LLC · Fort Worth, TX

IA RegisteredBroker

Also appears in the source record as: Lori M. Gust; Lori Marie Long

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 3Series 7Series 6Series 4Series 10Series 9Series 24Series 66Series 63
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4003122 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Fort Worth, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Fort Worth, TX · BC capacity

start not retrieved → present
Chase Investment Services Corp.
West Palm Beach, FL · IA capacity

Sep 25, 2012 → Oct 1, 2012
Chase Investment Services Corp.
West Palm Beach, FL · BC capacity

Sep 19, 2012 → Oct 1, 2012
J. P. Morgan Securities Inc.
Fort Worth, TX · IA capacity

Sep 27, 2006 → Oct 1, 2008
J.P. Morgan Securities Inc.
Fort Worth, TX · BC capacity

May 23, 2006 → Oct 1, 2008
Jpmorgan Securities Inc
Arlington, TX · IA capacity

Dec 2, 2005 → Sep 27, 2006
Banc One Securities Corporation
Arlington, TX · BC capacity

Mar 10, 2000 → Jul 27, 2006
Pruco Securities Corporation
Newark, NJ · BC capacity

Sep 22, 1999 → Jan 10, 2000

Source & corrections

Where this page comes from

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