Heath Van Henig

CRD 4005702 · Morgan Stanley · Birmingham, AL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 65Series 63Series 24SIESeries 31Series 7
Registered states (35): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Louisiana · Massachusetts · Michigan · Mississippi · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Birmingham, AL · IA capacity

Aug 6, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 9, 2016 → Aug 10, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

May 9, 2016 → Aug 10, 2021
Synovus Securities, Inc.
BD capacity

Sep 15, 2011 → May 10, 2016
Synovus Securities, Inc.
IA capacity

Sep 15, 2011 → May 10, 2016
Td Ameritrade, Inc.
IA capacity

Apr 11, 2011 → Sep 20, 2011
Amerivest Investment Management, LLC
IA capacity

Apr 11, 2011 → Sep 20, 2011
Td Ameritrade, Inc.
BD capacity

Mar 10, 2011 → Sep 20, 2011
Scottrade, Inc.
BD capacity

Jul 20, 2006 → Mar 14, 2011
Nbc Securities, Inc.
BD capacity

Jan 30, 2003 → Nov 16, 2005
Nbc Securities, Inc.
IA capacity

Jan 28, 2003 → Nov 16, 2005
Southtrust Securities, Inc.
BD capacity

Jul 18, 2000 → Mar 13, 2001
Dean Witter Reynolds Inc.
BD capacity

Sep 16, 1999 → Jun 15, 2000

Source & corrections

Where this page comes from

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