Rajesh Roodal Singh

CRD 4008810 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Rajesh R Singh; Rajesh Roodal Singh Mr.; Rajesh Roudul Singh Mr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Westlake, TX · BC capacity

Jun 13, 2014 → May 19, 2024
Td Ameritrade Investment Management, LLC
Westlake, TX · IA capacity

Jun 13, 2014 → Sep 7, 2023
Td Ameritrade, Inc.
Westlake, TX · IA capacity

Jun 13, 2014 → Oct 14, 2022
Axa Distributors, LLC
Jersey City, NJ · BC capacity

Apr 10, 2014 → Apr 25, 2014
Eagle Strategies LLC
New York, NY · IA capacity

Oct 7, 2010 → Aug 1, 2012
Nylife Distributors LLC
Parsippany, NJ · BC capacity

Oct 2, 2006 → Aug 1, 2012
New York Life Investment Management LLC
New York, NY · IA capacity

Oct 2, 2006 → Oct 7, 2010
Dreyfus Service Corporation
New York, NY · IA capacity

May 10, 2004 → Aug 24, 2006
Dreyfus Service Corporation
New York, NY · BC capacity

Mar 3, 2004 → Aug 24, 2006
Lazard Freres & Co. LLC
New York, NY · BC capacity

Oct 9, 2003 → Feb 10, 2004
Alliance Fund Distributors, Inc.
Nashville, TN · BC capacity

Nov 14, 2000 → Jul 23, 2002
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Oct 27, 1999 → Jun 2, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4008810 ↗ FINRA BrokerCheck record for CRD 4008810 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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