James Daniel Williams

CRD 4011843 · Spectrum Financial Resources · St. Clair Shores, MI

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed: Not yet retrieved from the source record
Registered states: Not yet retrieved from the source record
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4011843 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Spectrum Financial Resources
Firm CRD: 127453
SEC number: 801-126271
Assets under management: $235.3M as of Mar 30, 2026
Website: www.linkedin.com/in/spectrum-financial-resources-02239414a ↗
Phone: 248-643-0033
Firm location: Troy, MI, 48084

Employment history (2)

From the source registration record · current first

United Planners' Financial Services Of America A Limited PartnerCurrent
St. Clair Shores, MI · IA capacity

start not retrieved → present
Spectrum Financial ResourcesCurrent
St. Clair Shores, MI · IA capacity

start not retrieved → present

Source & corrections

Where this page comes from

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