Michael John Ambrogio

CRD 4013122 · Edward Jones · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Michael Ambrogio; Michael J Ambrogio

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSeries 6TOSIESeries 65Series 63
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 6
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (9)

From the source registration record · current first

Edward JonesCurrent
Carson City, NV · IA capacity

start not retrieved → present
Edward JonesCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Alight Financial Advisors, LLC
Carson City, NV · IA capacity

Mar 15, 2022 → Dec 11, 2024
Alight Financial Solutions, LLC
Chicago, IL · BC capacity

Mar 15, 2022 → Dec 11, 2024
Obsidian Personal Planning Solutions, LLC
Carson City, NV · IA capacity

Oct 15, 2021 → Feb 22, 2022
Triad Advisors LLC
Rockville, MD · BC capacity

Apr 23, 2021 → Feb 22, 2022
Valic Financial Advisors, Inc.
Las Vegas, NV · IA capacity

Jul 15, 2020 → Apr 27, 2021
Valic Financial Advisors, Inc.
Las Vegas, NV · BC capacity

Jun 24, 2020 → Apr 27, 2021
J.P. Morgan Securities LLC
Gardnerville, NV · BC capacity

Oct 8, 2019 → Feb 20, 2020

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4013122 ↗ FINRA BrokerCheck record for CRD 4013122 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.