Edwin Richard Rodriguez

CRD 402367 · Captrust · Boca Grande, FL

IA RegisteredRegistration inactive

Also appears in the source record as: Edwin Richard Rodriguez Jr; Edwin Richard Rodriguez Jr. Jr; Edwin R Rodriguez Jr; Rod Rodriguez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 8Series 4SIESeries 5PCSeries 1
Registered states (3): Florida · Louisiana · Texas
Years in the industry (source record): 54
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 402367 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (7)

From the source registration record · current first

CaptrustCurrent
Boca Grande, FL · IA capacity

Mar 1, 2022 → present
Crescent Capital Consulting, LLC
IA capacity

Jun 1, 2020 → Mar 29, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Aug 23, 1983 → Jun 8, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 2, 1982 → Jun 8, 2018
Howard, Weil, Labouisse, Friedrichs Incorporated
BD capacity

Aug 24, 1979 → Aug 5, 1982
Paine, Webber, Jackson & Curtis Incorporated
BD capacity

Dec 18, 1972 → Sep 13, 1979
Bache & Co., Incorporated
BD capacity

Dec 18, 1972 → Dec 31, 1972

Source & corrections

Where this page comes from

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