Jesse M Silver
Also appears in the source record as: Jesse Michael Silver
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 31Series 7Series 65Series 63
- Registered states (30)
- Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (9)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Morgan Stanley Smith Barney LLCGarden City, NY · IA capacityJun 1, 2009 → Jan 19, 2012
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Morgan Stanley Smith BarneyGarden City, NY · BC capacityJun 1, 2009 → Jan 19, 2012
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Citigroup Global Markets Inc.Garden City, NY · IA capacityJan 3, 2005 → Jun 1, 2009
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Citigroup Global Markets Inc.Garden City, NY · BC capacityNov 15, 2004 → Jun 1, 2009
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Morgan StanleyGarden City, NY · IA capacityDec 17, 2002 → Nov 16, 2004
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Morgan Stanley Dw Inc.Purchase, NY · BC capacityMar 10, 2000 → Nov 16, 2004
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First Providence Financial Group, LLCPort Washington, NY · BC capacityOct 15, 1999 → Mar 17, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.