Arthur T Crist

CRD 4032655 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Iselin, NJ

IA RegisteredBroker

Also appears in the source record as: Arthur Timothy Crist

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 55Series 7Series 10Series 9Series 4Series 24Series 66Series 63
Registered states (1): New Jersey
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Iselin, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Iselin, NJ · BC capacity

start not retrieved → present
Hsbc Securities (USA) Inc.
Millburn, NJ · IA capacity

Oct 6, 2009 → May 27, 2011
Hsbc Securities (USA) Inc.
Millburn, NJ · BC capacity

Oct 6, 2009 → May 27, 2011
Wells Fargo Advisors, LLC
Parsippany, NJ · IA capacity

Feb 15, 2007 → Sep 16, 2009
Wells Fargo Advisors, LLC
Parsippany, NJ · BC capacity

Feb 15, 2007 → Sep 16, 2009
Amerivest Investment Management, LLC
Paramus, NJ · IA capacity

Apr 25, 2006 → May 23, 2006
Td Ameritrade, Inc.
Paramus, NJ · IA capacity

Nov 16, 2004 → May 23, 2006
Td Ameritrade, Inc.
Paramus, NJ · BC capacity

Sep 13, 2004 → May 23, 2006
Nylife Distributors LLC
Jersey City, NJ · BC capacity

Sep 3, 2003 → Sep 7, 2004
Datek Online Financial Services LLC
Jersey City, NJ · BC capacity

Jun 30, 2001 → Sep 25, 2002
Datek Online Brokerage Services LLC
Omaha, NE · BC capacity

May 1, 2000 → Jun 30, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4032655 ↗ FINRA BrokerCheck record for CRD 4032655 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.