Miles Robert Miller

CRD 4038613 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Miles R. Miller; Miles Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (2): Connecticut · Texas
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · BC capacity

start not retrieved → present
Raymond James Financial Services Advisors, Inc
Austin, TX · IA capacity

Nov 18, 2019 → Aug 23, 2021
Raymond James Financial Services, Inc.
Austin, TX · BC capacity

Aug 12, 2019 → Aug 23, 2021
Bbva Securities Inc.
Austin, TX · BC capacity

Jun 1, 2017 → Jun 17, 2019
Bbva Wealth Solutions Inc.
Austin, TX · IA capacity

Mar 21, 2017 → Jun 17, 2019
Strategic Financial Concepts, LLC
Austin, TX · IA capacity

Dec 7, 2011 → Mar 16, 2017
Bb&t Investment Services, Inc.
Austin, TX · IA capacity

Apr 19, 2011 → Dec 2, 2011
Bb&t Investment Services, Inc.
Austin, TX · BC capacity

Apr 13, 2011 → Dec 2, 2011
Lpl Financial LLC
Austin, TX · IA capacity

Apr 25, 2007 → Apr 29, 2011
Lpl Financial LLC
Austin, TX · BC capacity

Apr 25, 2007 → Apr 29, 2011
Advantage Capital Corporation
Austin, TX · IA capacity

Nov 15, 2004 → Dec 19, 2006
Advantage Capital Corporation
Austin, TX · BC capacity

Nov 15, 2004 → Dec 19, 2006
Fsc Securities Corporation
Austin, TX · IA capacity

Nov 15, 2004 → Nov 15, 2004
Fsc Securities Corporation
Atlanta, GA · BC capacity

Nov 15, 2004 → Nov 15, 2004

Source & corrections

Where this page comes from

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