Christopher Scott Norton
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 66SIESeries 31Series 7
- Registered states (46)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4041402 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Jun 1, 2009 → present
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Citigroup Global Markets Inc.IA capacityNov 1, 2005 → Jun 1, 2009
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Citigroup Global Markets Inc.BD capacityOct 24, 2005 → Jun 1, 2009
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Merrill Lynch Pierce Fenner & Smith Inc.IA capacityDec 16, 2003 → Oct 26, 2005
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Dec 9, 2003 → Oct 26, 2005
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Mcdonald Investments Inc.IA capacityNov 5, 2003 → Dec 15, 2003
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Mcdonald Investments Inc.BD capacityJan 29, 2003 → Dec 15, 2003
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Feb 18, 2000 → Oct 28, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.