Timothy Halbig

CRD 4044922 · Wells Fargo Advisors · Charlotte, NC

Broker

Also appears in the source record as: Tim Michael Halbig; Timothy Michael Halbig

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (1): North Carolina
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Lpl Financial LLC
Fort Mill, SC · BC capacity

Mar 18, 2016 → Jul 19, 2023
Tiaa-Cref Individual & Institutional Services, LLC
Charlotte, NC · BC capacity

Jul 21, 2011 → Dec 21, 2015
Teachers Personal Investors Services, Inc.
Charlotte, NC · BC capacity

Dec 3, 2007 → Jul 21, 2011
T. Rowe Price Investment Services, Inc.
Baltimore, MD · BC capacity

Sep 22, 2004 → Apr 21, 2005
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Feb 25, 2004 → Jul 20, 2004
Franklin/Templeton Distributors, Inc.
San Mateo, CA · BC capacity

Mar 23, 2000 → Apr 9, 2002

Source & corrections

Where this page comes from

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