Hallbrook Polite

CRD 4047368 · J.P. Morgan Securities LLC · Huntsville, AL

IA RegisteredBroker

Also appears in the source record as: Hallbrook Polite Jr.; Hallbrook J Polite Jr; Hallbrook Polite; Hallbrook Polite, Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 6TOSeries 7TOSIESeries 6Series 66Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4047368 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Atlanta, GA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Huntsville, AL · BC capacity

start not retrieved → present
Thrivent Investment Management Inc.
Huntsville, AL · IA capacity

Apr 5, 2021 → Feb 11, 2022
Thrivent Investment Management Inc.
Huntsville, AL · BC capacity

Mar 12, 2021 → Feb 11, 2022
Legend Advisory Corp
Stone Mountain, GA · IA capacity

Nov 20, 2008 → Nov 4, 2013
Legend Equities Corporation
Stone Mountain, GA · BC capacity

Jul 25, 2002 → Nov 4, 2013
Valic Financial Advisors, Inc.
Houston, TX · BC capacity

Jan 2, 2000 → Aug 1, 2002
The Variable Annuity Marketing Company
Houston, TX · BC capacity

Jan 2, 2000 → Dec 31, 2001

Source & corrections

Where this page comes from

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