Ana Razel Santarina
Also appears in the source record as: Ana Santarina
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (30)
- Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Texas · Utah · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 23
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (11)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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First Republic Investment Management, Inc.San Francisco, CA · IA capacityJun 23, 2017 → May 23, 2023
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First Republic Securities Company, LLCSan Francisco, CA · BC capacityJun 23, 2017 → May 23, 2023
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Ubs Financial Services Inc.San Francisco, CA · IA capacityMay 26, 2006 → Jul 14, 2017
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Ubs Financial Services Inc.San Francisco, CA · BC capacityMay 26, 2006 → Jul 14, 2017
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Deutsche Bank Securities Inc.San Francisco, CA · IA capacityFeb 24, 2005 → Jun 2, 2006
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Deutsche Bank Securities Inc.New York, NY · BC capacityFeb 24, 2005 → Jun 2, 2006
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Merrill Lynch Pierce Fenner & Smith Inc.San Francisco, CA · IA capacityFeb 28, 2003 → Feb 22, 2005
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, NY · BC capacityJan 15, 2003 → Feb 22, 2005
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.