Elizabeth Pilar Rogers

CRD 4055908 · J.P. Morgan Securities LLC · Plano, TX

IA RegisteredBroker

Also appears in the source record as: Elizabeth Pilar Rangel; Elizabeth P Rogers; Lisa Rogers; Elizabeth P Rogers-Smith; Elizabeth P Rangel; Rangel Rogers

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4055908 contains one or more disclosure events as of Aug 20, 2026.

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FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Plano, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Plano, TX · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Allen, TX · IA capacity

Dec 21, 2011 → Mar 9, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Allen, TX · BC capacity

Dec 13, 2011 → Mar 9, 2020
Waddell & Reed, Inc.
Houston, TX · IA capacity

Jul 5, 2011 → Nov 11, 2011
Waddell & Reed, Inc.
Houston, TX · BC capacity

Jul 1, 2011 → Nov 11, 2011
Chase Investment Services Corp.
Spring, TX · IA capacity

Nov 15, 2007 → Jul 6, 2011
Chase Investment Services Corp.
Spring, TX · BC capacity

Nov 13, 2007 → Jul 6, 2011
Citigroup Global Markets Inc.
Plano, TX · IA capacity

Apr 16, 2002 → Mar 17, 2006
Citigroup Global Markets Inc.
Plano, TX · BC capacity

Jun 19, 2000 → Mar 17, 2006

Source & corrections

Where this page comes from

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